ThreeDimensionalConfigurations/Stability/RiemannEllipsoids

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Lebovitz & Lifschitz (1996)

Lebovitz & Lifschitz
(1996)

Here we review the work of 📚 N. R. Lebovitz, & A. Lifschitz (1996, ApJ, Vol. 458, pp. 699 - 713) titled, "New Global Instabilities of the Riemann Ellipsoids," and discuss various extensions that have been made to this work. Note that a good summary of the research efforts that preceded (and inspired) the work of 📚 Lebovitz & Lifschitz (1996) can be found in the introductory section of 📚 S. Ou, J. E. Tohline, & P. M. Motl (2007, ApJ, Vol. 665, pp. 1074 - 1083).

We were prompted to tackle this review in response to an email received in December 2021 from Howard Cohl.  
 

Background

In Figure 1, the abscissa is the ratio b/a of semiaxes in the equatorial plane, and the ordinate is the ratio c/a of the vertical semiaxis to the larger of the equatorial semi axes. This diagram shows what 📚 Lebovitz & Lifschitz (1996) — hereafter, LL96 — refer to as "the horn-shaped region of existence of S-type ellipsoids and the Jacobi family;" it underpins all four panels of the LL96 Figure 2.

Figure 1: The Horn-Shaped Region of S-type Ellipsoids

EFE Diagram02

  • Jacobi sequence — the smooth curve that runs through the set of small, dark-blue, diamond-shaped markers; the data identifying the location of these markers have been drawn from §39, Table IV of [EFE]. The small red circular markers lie along this same sequence; their locations are taken from our own determinations, as detailed in Table 2 of our accompanying discussion of Jacobi ellipsoids. All of the models along this sequence have fζ/Ωf=0 and are therefore solid-body rotators, that is, there is no internal motion when the configuration is viewed from a frame that is rotating with frequency, Ωf.
  • Dedekind sequence — a smooth curve that lies precisely on top of the Jacobi sequence. Each configuration along this sequence is adjoint to a model on the Jacobi sequence that shares its (b/a, c/a) axis-ratio pair. All ellipsoidal figures along this sequence have 1/f=Ωf/ζ=0 and are therefore stationary as viewed from the inertial frame; the angular momentum of each configuration is stored in its internal motion (vorticity).
  • The X = -1 self-adjoint sequence — At every point along this sequence, the value of the key frequency ratio, ζ/Ωf, in the adjoint configuration (f+) is identical to the value of the frequency ratio in the direct configuration (f); specifically, f+=f=(a2+b2)/(ab). The data identifying the location of the small, solid-black markers along this sequence have been drawn from §48, Table VI of [EFE].
  • The X = +1 self-adjoint sequence — At every point along this sequence, the value of the key frequency ratio, ζ/Ωf, in the adjoint configuration (f+) is identical to the value of the frequency ratio in the direct configuration (f); specifically, f+=f=+(a2+b2)/(ab). The data identifying the location of the small, solid-black markers along this sequence have been drawn from §48, Table VI of [EFE].

EFE Diagram identifying example models from Ou (2006)

Riemann S-type ellipsoids all lie between or on the two (self-adjoint) curves marked "X = -1" and "X = +1" in the EFE Diagram. The yellow circular markers in the diagram shown here, on the left, identify four Riemann S-type ellipsoids that were examined by 📚 S. Ou (2006, ApJ, Vol. 639, pp. 549 - 558) and that we have also chosen to use as examples.

Four example models of equilibrium Riemann S-Type ellipsoids (click each parameter-pair to go to a related chapter discussion):

 
 
 

Self-Adjoint Sequences

What are the expressions that define the upper (x=1) and lower (x=+1) boundaries of the horned shaped region of equilibrium S-Type Riemann Ellipsoids? Well, as we have discussed in an associated chapter, the value of the parameter, x, that is associated with each point (b/a,c/a) within the horned shaped region is given by the expression,

1+2Cx+x2

=

0,

📚 Lebovitz & Lifschitz (1996), §2, Eq. (5)

where,

C

=

[abB12c2A3a2b2A12],

📚 Lebovitz & Lifschitz (1996), §2, Eq. (6)

A12

A1A2(a2b2),

[ EFE, §21, Eq. (107) ]

B12

A2a2A12.

[ EFE, §21, Eq. (105) ]
See also the note immediately following §21, Eq. (127)

Upper Boundary

The upper boundary of the horn-shaped region is obtained by setting x=1. That is, it is associated with coordinate pairs (b/a,c/a) for which,

12C+1

=

0

C

=

+1

[abB12c2A3a2b2A12]

=

+1

abB12

=

c2A3a2b2A12

c2A3

=

ab[A2a2A12]+a2b2A12

 

=

abA2+ba2A12(ba)

 

=

abA2+ba2(ab)[A1A2a2b2]

[c2ab]A3

=

A2+a[A1A2a+b]

[c2(a+b)ab]A3

=

aA1+bA2.

Now, from the expressions for A1, A2, and A3, we can furthermore write,

c2(a+b)A3

=

a2bA1+ab2[2(A1+A3)]

 

=

a2bA1+2ab2ab2A1ab2A3

c2(a+b)A3+ab2A3

=

2ab2+a2bA1ab2A1

ab[c2(a+b)+ab2]A3

=

2a2b+a2(ab)A1

[c2(a+b)+ab2][(b/a)sinθ(c/a)E(θ,k)(1k2)sin3θ]

=

a2b+bc(ab){[F(θ,k)E(θ,k)k2sin3θ]},

where, F(θ,k) and E(θ,k) are incomplete elliptic integrals of the first and second kind, respectively, with arguments,

θ=cos1(ca)

      and      

k=[1(b/a)21(c/a)2]1/2.

[ EFE, Chapter 3, §17, Eq. (32) ]

STRATEGY for finding the locus of points that define the upper boundary of the horned-shape region …    Set a=1, and pick a value for 0<b<1; then, using an iterative technique, vary c until the following expression is satisfied:

[c2(a+b)+ab2][(b/a)sinθ(c/a)E(θ,k)(1k2)sin3θ]

=

a2b+bc(ab)[F(θ,k)E(θ,k)k2sin3θ].

Choose another value of 0<b<1, then iterate again to find the value of c that corresponds to this new, chosen value of b. Repeat!

Lower Boundary

Similarly, the lower boundary is obtained by setting x=+1, that is, it is associated with coordinate pairs (b/a,c/a) for which,

C

=

1

[abB12c2A3a2b2A12]

=

1

abB12

=

c2A3a2b2A12

c2A3

=

ab[A2a2A12]+a2b2A12

 

=

abA2+ba2A12(b+a)

 

=

abA2ba2(a+b)[A1A2a2b2]

[c2ab]A3

=

A2a[A1A2ab]

[c2(ab)ab]A3

=

A2(ba)aA1+aA2

 

=

bA2aA1.

Now, from the expressions for A1, A2, and A3, we can furthermore write,

c2(ab)A3

=

2ab2ab2A1ab2A3a2bA1

c2(ab)A3+ab2A3

=

2ab2ab(b+a)A1

ab[c2(ab)+ab2]A3

=

a2[2b(b+a)A1]

[c2(ab)+ab2][(b/a)sinθ(c/a)E(θ,k)(1k2)sin3θ]

=

a2bbc(b+a)[F(θ,k)E(θ,k)k2sin3θ].

STRATEGY for finding the locus of points that define the lower boundary of the horned-shape region …    Set a=1, and pick a value for 0<b<1; then, using an iterative technique, vary c until the following expression is satisfied:

[c2(ab)+ab2][(b/a)sinθ(c/a)E(θ,k)(1k2)sin3θ]

=

a2bbc(b+a)[F(θ,k)E(θ,k)k2sin3θ].

Choose another value of 0<b<1, then iterate again to find the value of c that corresponds to this new, chosen value of b. Repeat!

Stability Equations

Strategy

"Let 𝐮(𝐱),p(𝐱),ρ(𝐱) represent the velocity field, pressure, and density, respectively, of an inviscid fluid mass in a steady state relative to a reference frame rotating with angular velocity ω=ω𝐞3 about an axis fixed in space (the z-, or x3-, axis) … The stability of this steady state is determined, in linear approximation, by the solutions, with arbitrary initial data, of the … equation [governing the time-dependent behavior of] the Lagrangian displacement ξ."

— Drawn from the first paragraph of §2 (p. 226) in 📚 Lebovitz (1989b).

"This basic equation [is of the form],"     ξtt+Aξt+Bξ+ρ1Δp=0 … Eq. (10).

— Drawn from the first paragraph of §3.1 (p. 701) in 📚 Lebovitz & Lifschitz (1996).

"We introduce for the solution space Σ a basis {ξi} the first N vectors {ξ}i=1N of which represent a basis for Σn, the space of solenoidal vector polynomials of degree not exceeding n, as in L89a, L89b. It is easily found (see L89a) that N=N(n)=(n+1)(n+2)(2n+9)/6. Since Σn is invariant under the operators A and B, we seek solutions of Eq. (10) in this space:"

ξ(𝐱,t)=i=1Nci(t)ξi … Eq. (18)

— Drawn from the first paragraph of §3.2 (p. 703) in 📚 Lebovitz & Lifschitz (1996).

Here we will closely follow the derivation found in 📚 N. R. Lebovitz (1989a, Geophysical & Astrophysical Fluid Dynamics, Vol. 46:4, pp. 221 - 243), hereafter L89a.

Euler Equation

From our initial overarching presentation of the principal governing equation, we draw an expression for the,

Lagrangian Representation
of the Euler Equation
as viewed from a Rotating Reference Frame

[dvdt]rot=1ρPΦ2Ωf×vrotCoriolisΩf×(Ωf×x)Centrifugal.

Moving the term that accounts for the Coriolis acceleration to the left-hand side of this expression, and realizing that the centrifugal acceleration may be rewritten in the form,

Centrifugal Acceleration

aCentrifugalΩf×(Ωf×x)=12[|Ωf×x|2],

the Euler equation becomes,

[dvdt]rot+2Ωf×vrot

=

1ρPΦ+12[|Ωf×x|2].

Except for the adopted sign convention for the gravitational potential, ΦΦL89, this precisely matches Equation (2) of L89a, namely,

N. R. Lebovitz (1989a)
The Stability Equations for Rotating, Inviscid Fluids:   Galerkin Methods and Orthogonal Bases
Geophysical & Astrophysical Fluid Dynamics, Vol. 46:4, pp. 221 - 243

D𝐮Dt+2ω×𝐮

=

ρ1p+{ΦL89+12|ω×𝐱|2}.

📚 Lebovitz (1989a), §2, p. 223, Eq. (2)
📚 Lebovitz & Lifschitz (1996b), §2, p. 929, Eq. (2.1)

In what follows, we will adopt the L89a variable notation.

Steady-State Unperturbed Flows

As we have discussed in a much broader context, the so-called Lagrangian (or "material") time derivative, D/Dt, that appears on the left-hand side of this Lagrangian representation of the Euler equation can be replaced by its Eulerian counterpart, /t, via the operator relation,

DDt

t+(𝐮).

LBO67, §1, p. 294, Eq. (4)

Furthermore, if our unperturbed fluid configuration is in steady-state, this will be reflected in the Euler equation by setting, 𝐮/t0, that is,

D𝐮Dt

𝐮t0+(𝐮)𝐮,

in which case the following relation holds:

Steady-State Flow
as viewed from a Rotating Reference Frame

(𝐮)𝐮+2ω×𝐮

=

ρ1p+{ΦL89+12|ω×𝐱|2}.

This relationship between structural variables in the context of steady-state unperturbed flows will be used below.

Lagrangian Displacement and Linearization

Suppose that, at time t=0, the function set [𝐮0(𝐱),ρ0(𝐱),p0(𝐱)] properly describes the properties of a — as yet unspecified — geometrically extended, fluid configuration. According to the Euler equation and, in particular, as dictated by the flow-field,

𝐮0(𝐱) =

[ı^ux(𝐱)+ȷ^uy(𝐱)+k^uz(𝐱)]0 ,

after an interval of time, t, each "Lagrangian" fluid element will move from its initial location, 𝐱, to a new position, 𝐱+ξ. In general each Lagrangian fluid element will discover that, at its new coordinate location, the "environment" is different. For example,

p0(𝐱) p(𝐱+ξ,t),
ρ0(𝐱) ρ(𝐱+ξ,t),
[ui(𝐱)]0 ui(𝐱+ξ,t).

With this in mind, L89a introduces a Lagrangian-change operator, Δ, in order to mathematically indicate that this evolutionary step is being executed for any physical variable, F. Specifically,

ΔF = F(𝐱+ξ,t)F0(𝐱).

L89a, §2, p. 223, Eq. (3)
LBO67, p. 293, Eq. (1)

Following L89a and applying the operator, Δ, to each side of the Euler equation, we can write,

Δ{D𝐮Dt}+Δ{2ω×𝐮}

=

Δ{ρ1p}+Δ{[ΦL89+12|ω×𝐱|2]}.

LHS

With the assurance provided by L89a that Δ commutes with the Lagrangian time-derivative, D/Dt — see also the paragraph immediately preceding Eq. (4) in LBO67 — and that

Δ𝐮 = DξDt,

L89a, §2, p. 223, Eq. (4)

we can immediately appreciate that,

LHS

=

DDt[Δ𝐮]+2ω×[Δ𝐮] = DDt[DξDt]+2ω×[DξDt].

Hence, we obtain the (still, exact nonlinear),

(Lagrangian) Perturbed Euler Equation

D2ξDt2+2ω×[DξDt]

=

Δ{ρ1p}+Δ{[ΦL89+12|ω×𝐱|2]}.

L89a, §2, p. 223, Eq. (5)

For later reference, notice that the LHS may further be rewritten as,

LHS

=

DDt[ξt+(𝐮)ξ]+2ω×[ξt+(𝐮)ξ]

 

=

[t+(𝐮)][ξt+(𝐮)ξ]+2ω×[ξt+(𝐮)ξ]

 

=

ξtt+t[(𝐮)ξ]+(𝐮)[ξt+(𝐮)ξ]+2ω×[ξt+(𝐮)ξ]

where we have adopted L89a's shorthand notation,

ξtξt,

    and,    

ξtt2ξt2.

Finally, if … the unperturbed solution … is steady — as is the case in the context of our study of the stability of Riemann S-Type ellipsoids (see more, below) — then (𝐮) commutes with the Eulerian time-derivative, that is,

t[(𝐮)ξ](𝐮)ξt,

which means we may write,

LHS

=

ξtt+2{(𝐮)ξt+ω×ξt}+{(𝐮)2ξ+2ω×[(𝐮)ξ]}.

L89a, §2, p. 224, immediately preceding Eq. (10)

RHS

Next, L89a introduces the Eulerian-change operator, δ (which commutes with ),

δF = F(𝐱,t)F0(𝐱,t).

L89a, §2, p. 224, Eq. (6)
LBO67, p. 293, Eq. (2)

Without immediate proof, L89a states that the relationship between the Lagranian-change operator and the Eulerian-change operator is, to lowest order (linear),

ΔF = δF+ξF.

L89a, §2, p. 224, Eq. (7)
LBO67, p. 294, Eq. (3)

Introducing this mapping into the right-hand side of the perturbed Euler equation gives:

1st term on RHS =Δ{ρ1p}

=

ρ2Δρ[p]ρ1[Δp]

 

=

ρ1[Δρρ]pρ1[δp+(ξ)p]

 

=

ρ1[ξ]pρ1[δp+(ξ)p]

L89a, Appendix B, p. 239, Eq. (B.2)

 

=

ρ1{δp+(ξ)p+(ξ)p}

 

=

ρ1{[Δpfixedtypoξp]+(ξ)p+(ξ)p}

L89a, Appendix B, p. 240, Eq. (B.3)

 

=

ρ1(Δp)+ρ1{(ξp)(ξ)p(ξ)p}.

Comments:

  1. In order to move from the 2nd to the 3rd line of this derivation, it seems that L89a employs the relation:   [Δρ/ρ]=ξ. This relation strongly resembles the continuity equation which, in Lagrangian form, is [Dρ/Dt]=ρ𝐮.
  2. In order to move from the 2nd to the 3rd line of this derivation, L89a seems to be acknowledging that, commutes with (ξ).
  3. A typographical error appears in Eq. (B.3) of L89a; Δρ appears in the publication whereas, as noted here in the fifth line of this derivation, the term should be Δp.

2nd term on RHS =+Δ{[ΦL89+12|ω×𝐱|2]}

=

{ΔΦL89+Δ[12|ω×𝐱|2]}

 

=

{[δΦL89+ξΦL89]+δ[12|ω×𝐱|2]0+ξ[12|ω×𝐱|2]}

 

=

δΦL89+{(ξ)ΦL89+ξ[12|ω×𝐱|2]}

 

=

δΦL89+ξ{[ΦL89+12|ω×𝐱|2]}.

Comment:

  1. A term in the 2nd row of this derivation goes to zero because there is no Eulerian variation in either of the vectors, ω or 𝐱.

Adding these two "RHS" terms together gives,

RHS

=

ρ1(Δp)+ρ1{(ξp)(ξ)p(ξ)p}+δΦL89+ξ{[ΦL89+12|ω×𝐱|2]}.

That is to say,

RHS

=

ρ1(Δp)+Lξ,

L89a, §2, p. 224, Eq. (8)

where the operator, L, is defined such that,

Lξ

ρ1{(ξp)(ξ)p(ξ)p}+δΦL89+ξ{[ΦL89+12|ω×𝐱|2]}.

L89a, Appendix B, p. 240, Eq. (B.4)

Are our four comments correct?

Specifically Perturb Riemann S-Type Ellipsoids

Now let's assume that the initial equilibrium configuration is a steady-state, Riemann S-Type ellipsoid. Then, from above, we know that,

Steady-State Flow
as viewed from a Rotating Reference Frame

{ΦL89+12|ω×𝐱|2}

=

ρ1p+(𝐮)𝐮+2ω×𝐮.

Hence, the operator,

Lξ

=

ρ1{(ξp)(ξ)p(ξ)p}+δΦL89+(ξ){ρ1p+(𝐮)𝐮+2ω×𝐮}

 

=

ρ1{(ξp)(ξ)p}ρ1{(ξ)p}+δΦL89+(ξ){ρ1p}+(ξ){(𝐮)𝐮+2ω×𝐮}

 

=

ρ1{(ξp)(ξ)p}ρ1(ξ)p+ρ1(ξ)pρ2p(ξ)ρ+δΦL89+(ξ){(𝐮)𝐮+2ω×𝐮}

 

=

ρ1{(ξp)(ξ)p}ρ2p(ξ)ρ0+δΦL89+(ξ){(𝐮)𝐮+2ω×𝐮},

📚 Lebovitz (1989b), §2, p. 227, Eq. (4)

where, following the lead of 📚 Lebovitz (1989b), the term containing ρ has been set to zero because, throughout a Riemann ellipsoid, "… the unperturbed density is spatially uniform …"

In addition, following the lead of 📚 Lebovitz & Lifschitz (1996), "… we consider here the incompressible case and therefore adjoin to [the perturbed Euler equation] the expression of mass conservation …" namely,

ξ=0.
 
LL96, §3.1, p. 703, Eq. (13)

Hence,

Lξ

=

ρ1(ξp)+δΦL89+(ξ)[(𝐮)𝐮+2ω×𝐮].

LL96, §3.1, p. 703, Eq. (17)

Summary

Finally, setting LHS = RHS, we have,

ξtt+2{(𝐮)ξt+ω×ξt}+{(𝐮)2ξ+2ω×[(𝐮)ξ]}

=

ρ1(Δp)+Lξ

 

=

ρ1(Δp)+ρ1(ξp)+δΦL89+(ξ)[(𝐮)𝐮+2ω×𝐮].

Following L89a, this may be rewritten as,

0

=

ξtt+2{(𝐮)ξt+ω×ξt}Mξt+{(𝐮)2ξ+2ω×[(𝐮)ξ]}{ρ1(ξp)+δΦL89+(ξ)[(𝐮)𝐮+2ω×𝐮]}LξΛξ+ρ1(Δp)

  =

ξtt+Mξt+Λξ+ρ1(Δp),

L89a, §2, p. 224, Eq. (10)

where,

Mξ

2{(𝐮)ξ+ω×ξ},

      and,       Λξ

{(𝐮)2ξ+2ω×[(𝐮)ξ]}Lξ.

L89a, §2, p. 224, Eq. (11)
L89b, §2, p. 227, Eq. (2)




Note that in LL96, "the basic equation" appears in the form,

0 =

ξtt+Aξt+Bξ+ρ1(Δp).

LL96, §3.1, p. 701, Eq. (10)

This means that the matrix operators, M & Λ, found in 📚 Lebovitz (1989b) and re-derived herein, have simply been renamed in LL96. That is to say, in LL96,

Aξ =

2{(𝐮)ξ+ω×ξ},

      and,       Bξ =

{(𝐮)2ξ+2ω×[(𝐮)ξ]}Lξ,

where,

Lξ =

ρ1(ξp)+δΦL89+(ξ)[(𝐮)𝐮+2ω×𝐮].

LL96, §3.1, p. 703, Eq. (17)

They also point out that, after adopting the shorthand notation,

D =

𝐮,

      and,       Ωξ =

ω×ξ,

LL96, §3.1, p. 703, Eq. (15)

the matrix operator, B, can be rewritten as,

B =

D2+2ΩDL.

LL96, §3.1, p. 703, Eq. (16)

See Also


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